Unclaimed Profile

Michael C Thompson

AVEO CAPITAL PARTNERS, LLC·ENGLEWOOD, Colorado

SIE, Series 7, Series 31, Series 66CFPClean record25 years registeredAVEO CAPITAL PARTNERS, LLC

9635 MAROON CIRCLE, ENGLEWOOD, CO 80112CRD# 4310408Firm CRD# 157728

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael C Thompson · ENGLEWOOD, CO

Registration

CRD #4310408 · AVEO CAPITAL PARTNERS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AVEO CAPITAL PARTNERS, LLC

AVEO CAPITAL PARTNERS, LLC

Oct 2012 – Dec 2024

ENGLEWOOD, CO

UBS FINANCIAL SERVICES INC.

Aug 2008 – Sep 2012

LITTLETON, CO

CITIGROUP GLOBAL MARKETS INC.

Sep 2004 – Aug 2008

DENVER, CO

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Feb 2001 – Sep 2004

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 66

Registration record

First registered · February 9, 2001

Years registered · 25

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVEO CAPITAL PARTNERS, LLC

CRD 157728 · SEC 801-72359

AUM

$1.5B

Regulatory assets under management

Employees

4,113 client accounts

Services offered by AVEO CAPITAL PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AVEO CAPITAL PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Michael C Thompson offer?

Michael C Thompson specializes in Financial Planning, Investment Management.

What are Michael C Thompson's credentials?

Michael C Thompson holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Michael C Thompson located?

Michael C Thompson is based in ENGLEWOOD, Colorado, last registered with AVEO CAPITAL PARTNERS, LLC.

How does Michael C Thompson charge for services?

Michael C Thompson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVEO CAPITAL PARTNERS, LLC?

AVEO CAPITAL PARTNERS, LLC has approximately 33 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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