Unclaimed Profile

Robert Bradley Swan

SWAN GLOBAL INVESTMENTS, LLC·DURANGO, Colorado

Series 6516 years registeredSWAN GLOBAL INVESTMENTS, LLC

1099 MAIN AVE, DURANGO, CO 81301CRD# 5745866Firm CRD# 114669

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Bradley Swan · DURANGO, CO

Registration

CRD #5745866 · SWAN GLOBAL INVESTMENTS, LLC · 16 years registered

Brand Profile

Not yet started

Career History

SWAN GLOBAL INVESTMENTS, LLC

Mar 2010 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 31, 2010

Years registered · 16

Disclosure History

1984Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SWAN GLOBAL INVESTMENTS, LLC

CRD 114669 · SEC 801-70881

AUM

$2.1B

Regulatory assets under management

Employees

2,483 client accounts

Services offered by SWAN GLOBAL INVESTMENTS, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at SWAN GLOBAL INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Bradley Swan offer?

Robert Bradley Swan specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in DURANGO, Colorado for a consultation.

What are Robert Bradley Swan's credentials?

Robert Bradley Swan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Bradley Swan located?

Robert Bradley Swan is based in DURANGO, Colorado, working with SWAN GLOBAL INVESTMENTS, LLC. Their office serves clients in the DURANGO metropolitan area and surrounding communities.

How does Robert Bradley Swan charge for services?

Robert Bradley Swan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SWAN GLOBAL INVESTMENTS, LLC?

SWAN GLOBAL INVESTMENTS, LLC has approximately 18 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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