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SWAN GLOBAL INVESTMENTS, LLC
SWAN GLOBAL INVESTMENTS, LLC
DURANGO, Colorado
·
2 registered advisors
·
CRD# 114669
SEC# 801-70881
0
970-382-8901
01
Firm Overview
AUM
$2.1B
Regulatory assets under management
Employees
18
Total firm employees
Advisors
2
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Compensation
Percentage of AUM
03
Specialties
Investment Management
Wealth Management
Fee-Only Advisory
04
Advisors at SWAN GLOBAL INVESTMENTS, LLC
2 registered advisors
James A Engelken
DURANGO, Colorado
CRD# 5409511
Robert Bradley Swan
DURANGO, Colorado
CRD# 5745866
05
Office Locations
DURANGO, Colorado
2 advisors
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Data sourced from SEC Form ADV filings. SWAN GLOBAL INVESTMENTS, LLC (CRD# 114669) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.