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James A Engelken

SWAN GLOBAL INVESTMENTS, LLC·DURANGO, Colorado
Unclaimed Profile
1099 MAIN AVE, DURANGO, CO 81301CRD# 5409511Firm CRD# 114669
01

About

James A Engelken is a registered financial advisor based in DURANGO, Colorado, affiliated with SWAN GLOBAL INVESTMENTS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Institutional Investors
03

Firm Overview

Firm
SWAN GLOBAL INVESTMENTS, LLC
SWAN GLOBAL INVESTMENTS, LLC
AUM
$2.1B
Regulatory assets under management
Employees
18
Total firm employees
View all advisors at SWAN GLOBAL INVESTMENTS, LLC →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 5409511
Firm CRD# 114669
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James A Engelken offer?
James A Engelken specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in DURANGO, Colorado for a consultation.
What are James A Engelken's credentials?
James A Engelken is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James A Engelken located?
James A Engelken is based in DURANGO, Colorado, working with SWAN GLOBAL INVESTMENTS, LLC. Their office serves clients in the DURANGO metropolitan area and surrounding communities.
How does James A Engelken charge for services?
James A Engelken's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SWAN GLOBAL INVESTMENTS, LLC?
SWAN GLOBAL INVESTMENTS, LLC has approximately 18 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in DURANGO
Randall William Swan — SWAN WEALTH ADVISORS, LLCRobert Bradley Swan — SWAN GLOBAL INVESTMENTS, LLCMichael Ellis Tyler — FAMILY FINANCIAL SOLUTIONS GROUP, LLCDavid Scott Mcalvany — MCALVANY WEALTH MANAGEMENT, LLCBradley Owen Ackerman — SWAN WEALTH ADVISORS, LLC
Nearby cities in Colorado
DENVER (1269)GREENWOOD VILLAGE (262)BOULDER (238)COLORADO SPRINGS (134)CENTENNIAL (67)
City Guides
DENVER GuideGREENWOOD VILLAGE GuideBOULDER GuideCOLORADO SPRINGS GuideCENTENNIAL Guide
Research
Advisor Fees in ColoradoNational Fee Analysis
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