Unclaimed Profile

James A Engelken

SWAN GLOBAL INVESTMENTS, LLC·DURANGO, Colorado

Clean recordSWAN GLOBAL INVESTMENTS, LLC

1099 MAIN AVE, DURANGO, CO 81301CRD# 5409511Firm CRD# 114669

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James A Engelken · DURANGO, CO

Registration

CRD #5409511 · SWAN GLOBAL INVESTMENTS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James A Engelken is a registered financial advisor based in DURANGO, Colorado, affiliated with SWAN GLOBAL INVESTMENTS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Fee-Only Advisory

Client Types

Individuals

Institutional Investors

Introduction

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Firm Overview

Firm

SWAN GLOBAL INVESTMENTS, LLC

AUM

$2.1B

Regulatory assets under management

Employees

Total firm employees

View all advisors at SWAN GLOBAL INVESTMENTS, LLC →

Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 5409511

Firm CRD# 114669

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James A Engelken offer?

James A Engelken specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in DURANGO, Colorado for a consultation.

What are James A Engelken's credentials?

James A Engelken is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James A Engelken located?

James A Engelken is based in DURANGO, Colorado, working with SWAN GLOBAL INVESTMENTS, LLC. Their office serves clients in the DURANGO metropolitan area and surrounding communities.

How does James A Engelken charge for services?

James A Engelken's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SWAN GLOBAL INVESTMENTS, LLC?

SWAN GLOBAL INVESTMENTS, LLC has approximately 18 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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