Unclaimed Profile

Ethan Bates

SWAN WEALTH ADVISORS, LLC·DURANGO, Colorado

Series 65Clean record12 years registeredSWAN WEALTH ADVISORS, LLC

1099 MAIN AVE., DURANGO, CO 81301CRD# 6277565Firm CRD# 292755

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ethan Bates · DURANGO, CO

Registration

CRD #6277565 · SWAN WEALTH ADVISORS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

SWAN GLOBAL INVESTMENTS, LLC

Mar 2014 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 6, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SWAN WEALTH ADVISORS, LLC

CRD 292755 · SEC 801-112612

AUM

$86M

Regulatory assets under management

Employees

37 client accounts

Services offered by SWAN WEALTH ADVISORS, LLC

Per Form ADV

Other

View all advisors at SWAN WEALTH ADVISORS, LLC →

Introduction

Speak with Ethan

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Ethan is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DURANGO?

Browse all registered financial advisors in DURANGO, Colorado or claim this profile if it's yours.

Browse DURANGO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Ethan Bates offer?

Ethan Bates is a registered financial advisor in DURANGO, Colorado. Contact their office for details on services offered.

What are Ethan Bates's credentials?

Ethan Bates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ethan Bates located?

Ethan Bates is based in DURANGO, Colorado, working with SWAN WEALTH ADVISORS, LLC. Their office serves clients in the DURANGO metropolitan area and surrounding communities.

How does Ethan Bates charge for services?

Ethan Bates's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SWAN WEALTH ADVISORS, LLC?

SWAN WEALTH ADVISORS, LLC has approximately 3 employees and manages $86M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →