Unclaimed Profile

Sumit Handa

SRS CAPITAL ADVISORS, INC.·DENVER, Colorado

Series 65Clean record6 years registeredSRS CAPITAL ADVISORS, INC.

730 17TH STREET, DENVER, CO 80202CRD# 2274553Firm CRD# 133535

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sumit Handa · DENVER, CO

Registration

CRD #2274553 · SRS CAPITAL ADVISORS, INC. · 6 years registered

Brand Profile

Not yet started

Career History

ARAX ADVISORY PARTNERS

May 2024 – present

ASHTON THOMAS PRIVATE WEALTH

Jan 2024 – Jun 2024

NEW YORK, NY

PENNINGTON PARTNERS & CO., LLC

Jul 2020 – Oct 2023

BETHESDA, MD

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 16, 2020

Years registered · 6

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SRS CAPITAL ADVISORS, LLC

CRD 133535 · SEC 801-67165

AUM

$1.4B

Regulatory assets under management

Employees

3,686 client accounts

Services offered by SRS CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SRS CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Sumit Handa offer?

Sumit Handa specializes in Financial Planning, Investment Management. Contact their office in DENVER, Colorado for a consultation.

What are Sumit Handa's credentials?

Sumit Handa is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sumit Handa located?

Sumit Handa is based in DENVER, Colorado, working with SRS CAPITAL ADVISORS, INC.. Their office serves clients in the DENVER metropolitan area and surrounding communities.

How does Sumit Handa charge for services?

Sumit Handa's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SRS CAPITAL ADVISORS, INC.?

SRS CAPITAL ADVISORS, INC. has approximately 23 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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