Unclaimed Profile

David Andrew Simon

SRS CAPITAL ADVISORS, INC.·DENVER, Colorado

Series 6, Series 7, Series 24, Series 63, Series 6526 years registeredSRS CAPITAL ADVISORS, INC.

730 17TH STREET, DENVER, CO 80202CRD# 2453158Firm CRD# 133535

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Andrew Simon · DENVER, CO

Registration

CRD #2453158 · SRS CAPITAL ADVISORS, INC. · 26 years registered

Brand Profile

Not yet started

Career History

ARAX ADVISORY PARTNERS

Jan 2005 – present

USALLIANZ SECURITIES, INC.

Jul 2003 – Jan 2005

DENVER, CO

AXA ADVISORS, LLC

Dec 1999 – May 2003

DENVER, CO

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · December 13, 1999

Years registered · 26

Disclosure History

2025Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SRS CAPITAL ADVISORS, LLC

CRD 133535 · SEC 801-67165

AUM

$1.4B

Regulatory assets under management

Employees

3,686 client accounts

Services offered by SRS CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SRS CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does David Andrew Simon offer?

David Andrew Simon specializes in Financial Planning, Investment Management. Contact their office in DENVER, Colorado for a consultation.

What are David Andrew Simon's credentials?

David Andrew Simon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Andrew Simon located?

David Andrew Simon is based in DENVER, Colorado, working with SRS CAPITAL ADVISORS, INC.. Their office serves clients in the DENVER metropolitan area and surrounding communities.

How does David Andrew Simon charge for services?

David Andrew Simon's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SRS CAPITAL ADVISORS, INC.?

SRS CAPITAL ADVISORS, INC. has approximately 23 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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