Unclaimed Profile

Gerald Haig Ariyan

SRS CAPITAL ADVISORS, LLC·DENVER, Colorado

SIE, Series 7, Series 9, Series 10, Series 24, Series 31, Series 57TO, Series 63, Series 65Clean record25 years registeredSRS CAPITAL ADVISORS, LLC

730 17TH STREET, DENVER, CO 80202CRD# 2326282Firm CRD# 133535

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gerald Haig Ariyan · DENVER, CO

Registration

CRD #2326282 · SRS CAPITAL ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

ASHTON THOMAS SECURITIES, LLC

Apr 2024 – present

RAYMOND JAMES & ASSOCIATES, INC.

Jun 2021 – Sep 2022

New York, NY

DEUTSCHE BANK SECURITIES INC.

Feb 2007 – Jul 2007

NEW YORK, NY

DEUTSCHE BANK SECURITIES INC.

Jan 2001 – Feb 2007

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 31

Series 57TO

Series 63

Series 65

Registration record

First registered · January 12, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SRS CAPITAL ADVISORS, LLC

CRD 133535 · SEC 801-67165

AUM

$1.4B

Regulatory assets under management

Employees

3,686 client accounts

Services offered by SRS CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SRS CAPITAL ADVISORS, LLC →

Introduction

Speak with Gerald

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Gerald is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DENVER?

Browse all registered financial advisors in DENVER, Colorado or claim this profile if it's yours.

Browse DENVER Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Gerald Haig Ariyan offer?

Gerald Haig Ariyan specializes in Financial Planning, Investment Management. Contact their office in DENVER, Colorado for a consultation.

What are Gerald Haig Ariyan's credentials?

Gerald Haig Ariyan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gerald Haig Ariyan located?

Gerald Haig Ariyan is based in DENVER, Colorado, working with SRS CAPITAL ADVISORS, LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.

How does Gerald Haig Ariyan charge for services?

Gerald Haig Ariyan's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SRS CAPITAL ADVISORS, LLC?

SRS CAPITAL ADVISORS, LLC has approximately 23 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →