Unclaimed Profile

Michael P Riordan

SRS CAPITAL ADVISORS, INC.·DENVER, Colorado

Series 65Clean record14 years registeredSRS CAPITAL ADVISORS, INC.

730 17TH STREET, DENVER, CO 80202CRD# 6013876Firm CRD# 133535

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael P Riordan · DENVER, CO

Registration

CRD #6013876 · SRS CAPITAL ADVISORS, INC. · 14 years registered

Brand Profile

Not yet started

Career History

ARAX ADVISORY PARTNERS

Jan 2012 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 18, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SRS CAPITAL ADVISORS, LLC

CRD 133535 · SEC 801-67165

AUM

$1.4B

Regulatory assets under management

Employees

3,686 client accounts

Services offered by SRS CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SRS CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Michael P Riordan offer?

Michael P Riordan specializes in Financial Planning, Investment Management. Contact their office in DENVER, Colorado for a consultation.

What are Michael P Riordan's credentials?

Michael P Riordan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael P Riordan located?

Michael P Riordan is based in DENVER, Colorado, working with SRS CAPITAL ADVISORS, INC.. Their office serves clients in the DENVER metropolitan area and surrounding communities.

How does Michael P Riordan charge for services?

Michael P Riordan's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SRS CAPITAL ADVISORS, INC.?

SRS CAPITAL ADVISORS, INC. has approximately 23 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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