Unclaimed Profile

Loren W Morris

CETERA ADVISORS LLC·DENVER, Colorado

SIE, Series 7, Series 24, Series 63Clean recordCETERA ADVISORS LLC

4600 S. SYRACUSE, DENVER, CO 80237CRD# 4027452Firm CRD# 10299

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Loren W Morris · DENVER, CO

Registration

CRD #4027452 · CETERA ADVISORS LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CETERA ADVISORS LLC

CRD 10299 · SEC 801-33020

AUM

$22.0B

Regulatory assets under management

Employees

1,138

81,652 client accounts

Services offered by CETERA ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CETERA ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Loren W Morris offer?

Loren W Morris specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DENVER, Colorado for a consultation.

What are Loren W Morris's credentials?

Loren W Morris is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Loren W Morris located?

Loren W Morris is based in DENVER, Colorado, working with CETERA ADVISORS LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.

How does Loren W Morris charge for services?

Loren W Morris's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CETERA ADVISORS LLC?

CETERA ADVISORS LLC has approximately 1138 employees and manages $22.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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