Unclaimed Profile

Justin Wesley Bates

ICA GROUP WEALTH MANAGEMENT, LLC·DENVER, Colorado

SIE, Series 7, Series 7TO, Series 63, Series 65Clean record13 years registeredICA GROUP WEALTH MANAGEMENT, LLC

2000 S. COLORADO BLVD,, DENVER, CO 80222CRD# 6110622Firm CRD# 311419

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Justin Wesley Bates · DENVER, CO

Registration

CRD #6110622 · ICA GROUP WEALTH MANAGEMENT, LLC · 13 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Oct 2023 – present

ICA GROUP WEALTH MANAGEMENT, LLC

Jan 2022 – Oct 2023

DENVER, CO

SWAN GLOBAL INVESTMENTS, LLC

Jul 2014 – Dec 2021

DURANGO, CO

FIRST ALLIED ADVISORY SERVICES, INC.

Jul 2013 – May 2014

SAN DIEGO, CA

LPL FINANCIAL LLC

Mar 2013 – May 2013

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 63

Series 65

Registration record

First registered · March 27, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ICA GROUP WEALTH MANAGEMENT, LLC

CRD 311419 · SEC 801-120855

AUM

$1.2B

Regulatory assets under management

Employees

6,308 client accounts

Services offered by ICA GROUP WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ICA GROUP WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Justin Wesley Bates offer?

Justin Wesley Bates specializes in Financial Planning, Investment Management. Contact their office in DENVER, Colorado for a consultation.

What are Justin Wesley Bates's credentials?

Justin Wesley Bates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Justin Wesley Bates located?

Justin Wesley Bates is based in DENVER, Colorado, working with ICA GROUP WEALTH MANAGEMENT, LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.

How does Justin Wesley Bates charge for services?

Justin Wesley Bates's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ICA GROUP WEALTH MANAGEMENT, LLC?

ICA GROUP WEALTH MANAGEMENT, LLC has approximately 45 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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