Unclaimed Profile

Adam J. Bay

ICA GROUP WEALTH MANAGEMENT, LLC·DENVER, Colorado

SIE, Series 7, Series 31, Series 66Clean record23 years registeredICA GROUP WEALTH MANAGEMENT, LLC

2000 S. COLORADO BLVD,, DENVER, CO 80222CRD# 4554567Firm CRD# 311419

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adam J. Bay · DENVER, CO

Registration

CRD #4554567 · ICA GROUP WEALTH MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Nov 2017 – present

INVESTMENT CENTERS OF AMERICA, INC.

Feb 2007 – Dec 2017

CLOVIS, CA

SORRENTO PACIFIC FINANCIAL, LLC

Nov 2005 – Feb 2007

FRESNO, CA

ICBA FINANCIAL SERVICES CORPORATION

Aug 2004 – Nov 2005

FRESNO, CA

CITICORP INVESTMENT SERVICES

Jul 2003 – Aug 2004

FRESNO, CA

MORGAN STANLEY

Oct 2002 – Jul 2003

FRESNO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 66

Registration record

First registered · October 8, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ICA GROUP WEALTH MANAGEMENT, LLC

CRD 311419 · SEC 801-120855

AUM

$1.2B

Regulatory assets under management

Employees

6,308 client accounts

Services offered by ICA GROUP WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ICA GROUP WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Adam J. Bay offer?

Adam J. Bay specializes in Financial Planning, Investment Management. Contact their office in DENVER, Colorado for a consultation.

What are Adam J. Bay's credentials?

Adam J. Bay is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Adam J. Bay located?

Adam J. Bay is based in DENVER, Colorado, working with ICA GROUP WEALTH MANAGEMENT, LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.

How does Adam J. Bay charge for services?

Adam J. Bay's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ICA GROUP WEALTH MANAGEMENT, LLC?

ICA GROUP WEALTH MANAGEMENT, LLC has approximately 45 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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