Unclaimed Profile

Joel Patrick Faircloth

ASPEN WEALTH STRATEGIES, LLC·ARVADA, Colorado

SIE, Series 7, Series 24, Series 63, Series 66Clean record22 years registeredASPEN WEALTH STRATEGIES, LLC

8333 RALSTON ROAD,, ARVADA, CO 80002CRD# 3087864Firm CRD# 307424

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joel Patrick Faircloth · ARVADA, CO

Registration

CRD #3087864 · ASPEN WEALTH STRATEGIES, LLC · 22 years registered

Brand Profile

Not yet started

Career History

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

May 2022 – present

ASPEN WEALTH STRATEGIES, LLC

Jan 2021 – Apr 2021

ARVADA, CO

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jun 2016 – Jan 2021

ARVADA, CO

COLDSTREAM WEALTH MANAGEMENT

Feb 2016 – May 2016

Seattle, WA

GEORGE R. PIERCE & ASSOCIATES, LLC

Feb 2014 – Aug 2016

SEATTLE, WA

LPL FINANCIAL LLC

Oct 2013 – Feb 2016

SEATTLE, WA

MCGEE WEALTH MANAGEMENT, INC.

Apr 2012 – Feb 2014

PORTLAND, OR

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Sep 2010 – Dec 2011

PENNINGTON, NJ

LINCOLN INVESTMENT PLANNING, INC

Sep 2009 – Sep 2010

JENKINTOWN, PA

MERRILL LYNCH INVESTMENT MANAGERS LP

Jul 2004 – Nov 2004

PENNINGTON, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · July 26, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASPEN WEALTH STRATEGIES, LLC

CRD 307424 · SEC 801-119473

AUM

$249M

Regulatory assets under management

Employees

1,166 client accounts

Services offered by ASPEN WEALTH STRATEGIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ASPEN WEALTH STRATEGIES, LLC →

Introduction

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Frequently Asked Questions

What services does Joel Patrick Faircloth offer?

Joel Patrick Faircloth specializes in Financial Planning, Investment Management. Contact their office in ARVADA, Colorado for a consultation.

What are Joel Patrick Faircloth's credentials?

Joel Patrick Faircloth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joel Patrick Faircloth located?

Joel Patrick Faircloth is based in ARVADA, Colorado, working with ASPEN WEALTH STRATEGIES, LLC. Their office serves clients in the ARVADA metropolitan area and surrounding communities.

How does Joel Patrick Faircloth charge for services?

Joel Patrick Faircloth's firm is compensated through percentage of aum, hourly charges, subscription fees, other: consulting fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASPEN WEALTH STRATEGIES, LLC?

ASPEN WEALTH STRATEGIES, LLC has approximately 7 employees and manages $249M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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