AdvisorOS Directory
Claim Profile
Unclaimed Profile
AM

Andy Don Mcclaflin

ASPEN WEALTH STRATEGIES, LLC·ARVADA, Colorado
SIE, Series 7, Series 9, Series 10, Series 63, Series 66Clean record19 years registeredASPEN WEALTH STRATEGIES, LLC
8333 RALSTON ROAD,, ARVADA, CO 80002CRD# 4670759Firm CRD# 307424

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Andy Don Mcclaflin · ARVADA, CO
Registration
CRD #4670759 · ASPEN WEALTH STRATEGIES, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

ASPEN WEALTH STRATEGIES, LLC
Sep 2020 – present
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Jul 2013 – Sep 2020
ARVADA, CO
EDWARD JONES
Jun 2007 – Jul 2013
ARVADA, CO
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 9
Series 10
Series 63
Series 66
Registration record
First registered · June 5, 2007
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ASPEN WEALTH STRATEGIES, LLC
CRD 307424 · SEC 801-119473
AUM
$249M
Regulatory assets under management
Employees
7
1,166 client accounts
Services offered by ASPEN WEALTH STRATEGIES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ASPEN WEALTH STRATEGIES, LLC →
Introduction

Speak with Andy

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Andy is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ARVADA?

Browse all registered financial advisors in ARVADA, Colorado or claim this profile if it's yours.

Browse ARVADA AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Andy Don Mcclaflin offer?
Andy Don Mcclaflin specializes in Financial Planning, Investment Management. Contact their office in ARVADA, Colorado for a consultation.
What are Andy Don Mcclaflin's credentials?
Andy Don Mcclaflin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Andy Don Mcclaflin located?
Andy Don Mcclaflin is based in ARVADA, Colorado, working with ASPEN WEALTH STRATEGIES, LLC. Their office serves clients in the ARVADA metropolitan area and surrounding communities.
How does Andy Don Mcclaflin charge for services?
Andy Don Mcclaflin's firm is compensated through percentage of aum, hourly charges, subscription fees, other: consulting fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASPEN WEALTH STRATEGIES, LLC?
ASPEN WEALTH STRATEGIES, LLC has approximately 7 employees and manages $249M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at ASPEN WEALTH STRATEGIES, LLC

Amber Kelly Anderson
ARVADA, CO
Ryan Michael Bowman
ARVADA, CO
Joel Patrick Faircloth
ARVADA, CO

More Advisors in ARVADA, Colorado

Kevin Wray Melling
PERSONAL BENEFIT SERVICES OF COLORADO, INC.·ARVADA, CO
Gary Alan Melling
PERSONAL BENEFIT SERVICES OF COLORADO, INC.·ARVADA, CO
Martin Kollmorgen
SERENITY ALTERNATIVE INVESTMENT MANAGEMENT, LLC·ARVADA, CO
Said Mia
STORMBREAKER VENTURE GROUP, INC.·ARVADA, CO
CFA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Colorado
DENVER (528)GREENWOOD VILLAGE (163)BOULDER (93)COLORADO SPRINGS (87)ENGLEWOOD (48)CENTENNIAL (42)LITTLETON (33)FORT COLLINS (32)MONUMENT (25)LAKEWOOD (21)
City Guides
DENVER GuideGREENWOOD VILLAGE GuideBOULDER GuideCOLORADO SPRINGS GuideENGLEWOOD Guide
Research
Advisor Fees in ColoradoNational Fee Analysis
Request removal of this profile