Unclaimed Profile

James Leroy Losey

WEALTHCARE ALLIANCE, INC.·WESTLAKE VILLAGE, California

SIE, Series 4, Series 6, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 66CFPClean record29 years registeredWEALTHCARE ALLIANCE, INC.

2629 TOWNSGATE ROAD, WESTLAKE VILLAGE, CA 91361CRD# 2148530Firm CRD# 127470

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Leroy Losey · WESTLAKE VILLAGE, CA

Registration

CRD #2148530 · WEALTHCARE ALLIANCE, INC. · 29 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Feb 2015 – present

WEALTHCARE ALLIANCE, INC.

Jan 2010 – Sep 2022

WESTLAKE VILLAGE, CA

WEALTHCARE ALLIANCE, INC.

Sep 2003 – Dec 2009

THOUSAND OAKS, CA

WEALTH CARE PLANNING

Jul 2002 – Jan 2004

THOUSAND OAKS, CA

ROYAL ALLIANCE ASSOCIATES, INC.

Jul 1997 – Feb 2010

THOUSAND OAKS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 66

Registration record

First registered · July 8, 1997

Years registered · 29

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEALTHCARE ALLIANCE, INC.

CRD 127470 · SEC 801-70306

AUM

$89M

Regulatory assets under management

Employees

367 client accounts

Services offered by WEALTHCARE ALLIANCE, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEALTHCARE ALLIANCE, INC. →

Introduction

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Frequently Asked Questions

What services does James Leroy Losey offer?

James Leroy Losey specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WESTLAKE VILLAGE, California for a consultation.

What are James Leroy Losey's credentials?

James Leroy Losey holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Leroy Losey located?

James Leroy Losey is based in WESTLAKE VILLAGE, California, working with WEALTHCARE ALLIANCE, INC.. Their office serves clients in the WESTLAKE VILLAGE metropolitan area and surrounding communities.

How does James Leroy Losey charge for services?

James Leroy Losey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTHCARE ALLIANCE, INC.?

WEALTHCARE ALLIANCE, INC. has approximately 6 employees and manages $89M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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