Unclaimed Profile

Madelyn Arleen Mallory

CATALYST FINANCIAL PLANNING & INVESTMENT MANAGEMENT CORPORATION·WALNUT CREEK, California

SIE, Series 7, Series 63, Series 65Clean record29 years registeredCATALYST FINANCIAL PLANNING & INVESTMENT MANAGEMENT CORPORATION

1255 TREAT BLVD., WALNUT CREEK, CA 94597CRD# 1241540Firm CRD# 134693

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Madelyn Arleen Mallory · WALNUT CREEK, CA

Registration

CRD #1241540 · CATALYST FINANCIAL PLANNING & INVESTMENT MANAGEMENT CORPORATION · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CATALYST FINANCIAL PLANNING & INVESTMENT MANAGEMENT CORPORATION

MORGAN STANLEY

Mar 2013 – Jun 2022

Rye, NY

CATALYST FINANCIAL PLANNING & INVESTMENT MANAGEMENT CORPORATION

Apr 2005 – Aug 2013

SAN FRANCISCO, CA

CATALYST FINANCIAL PLANNING & INVESTMENT MANAGEMENT, INC.

Sep 1996 – May 2005

OAKLAND, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · September 20, 1996

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CATALYST FINANCIAL PLANNING & INVESTMENT MANAGEMENT CORPORATION

CRD 134693 · SEC 801-64085

AUM

$179M

Regulatory assets under management

Employees

304 client accounts

Services offered by CATALYST FINANCIAL PLANNING & INVESTMENT MANAGEMENT CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CATALYST FINANCIAL PLANNING & INVESTMENT MANAGEMENT CORPORATION →

Introduction

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Frequently Asked Questions

What services does Madelyn Arleen Mallory offer?

Madelyn Arleen Mallory specializes in Financial Planning, Investment Management, Wealth Management.

What are Madelyn Arleen Mallory's credentials?

Madelyn Arleen Mallory is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Madelyn Arleen Mallory located?

Madelyn Arleen Mallory is based in WALNUT CREEK, California, last registered with CATALYST FINANCIAL PLANNING & INVESTMENT MANAGEMENT CORPORATION.

How does Madelyn Arleen Mallory charge for services?

Madelyn Arleen Mallory's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CATALYST FINANCIAL PLANNING & INVESTMENT MANAGEMENT CORPORATION?

CATALYST FINANCIAL PLANNING & INVESTMENT MANAGEMENT CORPORATION has approximately 5 employees and manages $179M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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