Unclaimed Profile

John Ross Millie

MILLIE CAPITAL MANAGEMENT LLC·WALNUT CREEK, California

Clean record35 years registeredMILLIE CAPITAL MANAGEMENT LLC

1990 N. CALIFORNIA BLVD., WALNUT CREEK, CA 94596CRD# 1569467Firm CRD# 110319

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Ross Millie · WALNUT CREEK, CA

Registration

CRD #1569467 · MILLIE CAPITAL MANAGEMENT LLC · 35 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MILLIE CAPITAL MANAGEMENT LLC

EP WEALTH ADVISORS

Feb 2018 – Apr 2023

Walnut Creek, CA

MILLIE CAPITAL MANAGEMENT LLC

Apr 1991 – Feb 2018

SAN FRANCISCO, CA

Registrations & Exams

Registration record

First registered · April 10, 1991

Years registered · 35

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MILLIE CAPITAL MANAGEMENT LLC

CRD 110319 · SEC 801-57740

AUM

$254M

Regulatory assets under management

Employees

77 client accounts

Services offered by MILLIE CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MILLIE CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does John Ross Millie offer?

John Ross Millie specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are John Ross Millie's credentials?

John Ross Millie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Ross Millie located?

John Ross Millie is based in WALNUT CREEK, California, last registered with MILLIE CAPITAL MANAGEMENT LLC.

How does John Ross Millie charge for services?

John Ross Millie's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MILLIE CAPITAL MANAGEMENT LLC?

MILLIE CAPITAL MANAGEMENT LLC has approximately 4 employees and manages $254M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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