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Scott Nicolas Horton

J.P. KING ADVISORS, INC.·WALNUT CREEK, California
SIE, Series 7, Series 9, Series 10, Series 31, Series 63, Series 65CFPClean record29 years registeredJ.P. KING ADVISORS, INC.
1600 SOUTH MAIN STREET, WALNUT CREEK, CA 94596-8810CRD# 2666018Firm CRD# 112109

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Scott Nicolas Horton · WALNUT CREEK, CA
Registration
CRD #2666018 · J.P. KING ADVISORS, INC. · 29 years registered
Brand Profile
Not yet started
01

Career History

May 2012present
Jul 1997May 2008
WESTLAKE, TX
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 9
Series 10
Series 31
Series 63
Series 65
Registration record
First registered · July 8, 1997
Years registered · 29
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
J.P. KING ADVISORS, INC.
CRD 112109 · SEC 801-60296
AUM
$654M
Regulatory assets under management
Employees
7
1,377 client accounts
Services offered by J.P. KING ADVISORS, INC.
Per Form ADV
Portfolio management (individuals)
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
Nonprofits & Foundations
Introduction

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05

Frequently Asked Questions

What services does Scott Nicolas Horton offer?
Scott Nicolas Horton specializes in Investment Management. Contact their office in WALNUT CREEK, California for a consultation.
What are Scott Nicolas Horton's credentials?
Scott Nicolas Horton holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Scott Nicolas Horton located?
Scott Nicolas Horton is based in WALNUT CREEK, California, working with J.P. KING ADVISORS, INC.. Their office serves clients in the WALNUT CREEK metropolitan area and surrounding communities.
How does Scott Nicolas Horton charge for services?
Scott Nicolas Horton's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is J.P. KING ADVISORS, INC.?
J.P. KING ADVISORS, INC. has approximately 7 employees and manages $654M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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