Unclaimed Profile

John Sterrett Hayman

CAPITAL ADVANTAGE, INC.·WALNUT CREEK, California

Series 7, Series 24, Series 63Clean record27 years registeredCAPITAL ADVANTAGE, INC.

1855 OLYMPIC BLVD., WALNUT CREEK, CA 94596CRD# 1041878Firm CRD# 108985

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Sterrett Hayman · WALNUT CREEK, CA

Registration

CRD #1041878 · CAPITAL ADVANTAGE, INC. · 27 years registered

Brand Profile

Not yet started

Career History

CAPITAL ADVANTAGE, INC.

Oct 1998 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · October 2, 1998

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL ADVANTAGE, INC.

CRD 108985 · SEC 801-55896

AUM

$1.0B

Regulatory assets under management

Employees

2,120 client accounts

Services offered by CAPITAL ADVANTAGE, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL ADVANTAGE, INC. →

Introduction

Speak with John

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if John is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WALNUT CREEK?

Browse all registered financial advisors in WALNUT CREEK, California or claim this profile if it's yours.

Browse WALNUT CREEK Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does John Sterrett Hayman offer?

John Sterrett Hayman specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in WALNUT CREEK, California for a consultation.

What are John Sterrett Hayman's credentials?

John Sterrett Hayman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Sterrett Hayman located?

John Sterrett Hayman is based in WALNUT CREEK, California, working with CAPITAL ADVANTAGE, INC.. Their office serves clients in the WALNUT CREEK metropolitan area and surrounding communities.

How does John Sterrett Hayman charge for services?

John Sterrett Hayman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL ADVANTAGE, INC.?

CAPITAL ADVANTAGE, INC. has approximately 13 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →