Unclaimed Profile

Dawnalizabeth Henke

CAPITAL ADVANTAGE, INC.·WALNUT CREEK, California

Series 65Clean record17 years registeredCAPITAL ADVANTAGE, INC.

1855 OLYMPIC BLVD., WALNUT CREEK, CA 94596CRD# 5012266Firm CRD# 108985

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dawnalizabeth Henke · WALNUT CREEK, CA

Registration

CRD #5012266 · CAPITAL ADVANTAGE, INC. · 17 years registered

Brand Profile

Not yet started

Career History

CAPITAL ADVANTAGE, INC.

Aug 2008 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · August 26, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL ADVANTAGE, INC.

CRD 108985 · SEC 801-55896

AUM

$1.0B

Regulatory assets under management

Employees

2,120 client accounts

Services offered by CAPITAL ADVANTAGE, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL ADVANTAGE, INC. →

Introduction

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Frequently Asked Questions

What services does Dawnalizabeth Henke offer?

Dawnalizabeth Henke specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in WALNUT CREEK, California for a consultation.

What are Dawnalizabeth Henke's credentials?

Dawnalizabeth Henke is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dawnalizabeth Henke located?

Dawnalizabeth Henke is based in WALNUT CREEK, California, working with CAPITAL ADVANTAGE, INC.. Their office serves clients in the WALNUT CREEK metropolitan area and surrounding communities.

How does Dawnalizabeth Henke charge for services?

Dawnalizabeth Henke's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL ADVANTAGE, INC.?

CAPITAL ADVANTAGE, INC. has approximately 13 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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