Unclaimed Profile

James Blair Luippold

CASTLE ROCK WEALTH MANAGEMENT, LLC·WALNUT CREEK, California

SIE, Series 7, Series 63, Series 65Clean record18 years registeredCASTLE ROCK WEALTH MANAGEMENT, LLC

1777 BOTELHO DR., WALNUT CREEK, CA 94596CRD# 3031318Firm CRD# 199513

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Blair Luippold · WALNUT CREEK, CA

Registration

CRD #3031318 · CASTLE ROCK WEALTH MANAGEMENT, LLC · 18 years registered

Brand Profile

Not yet started

Career History

CASTLE ROCK WEALTH MANAGEMENT, LLC

Oct 2015 – present

FIRST ALLIED ADVISORY SERVICES, INC.

Jul 2012 – Feb 2018

WALNUT CREEK, CA

FIRST ALLIED SECURITIES, INC.

Jan 2008 – Jul 2012

WALNUT CREEK, CA

HORIZON WEALTH GROUP, LLC.

Jan 2008 – Jan 2013

SAN RAMON, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · January 8, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CASTLE ROCK WEALTH MANAGEMENT, LLC

CRD 199513 · SEC 801-110593

AUM

$486M

Regulatory assets under management

Employees

1,604 client accounts

Services offered by CASTLE ROCK WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CASTLE ROCK WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does James Blair Luippold offer?

James Blair Luippold specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in WALNUT CREEK, California for a consultation.

What are James Blair Luippold's credentials?

James Blair Luippold is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Blair Luippold located?

James Blair Luippold is based in WALNUT CREEK, California, working with CASTLE ROCK WEALTH MANAGEMENT, LLC. Their office serves clients in the WALNUT CREEK metropolitan area and surrounding communities.

How does James Blair Luippold charge for services?

James Blair Luippold's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CASTLE ROCK WEALTH MANAGEMENT, LLC?

CASTLE ROCK WEALTH MANAGEMENT, LLC has approximately 9 employees and manages $486M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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