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Roy Douglas Sherman

SHERMAN ASSET MANAGEMENT, INC.·VENTURA, California
Clean recordSHERMAN ASSET MANAGEMENT, INC.
1500 PALMA DR., VENTURA, CA 93003CRD# 6312263Firm CRD# 170861

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Roy Douglas Sherman · VENTURA, CA
Registration
CRD #6312263 · SHERMAN ASSET MANAGEMENT, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Roy Douglas Sherman is a registered financial advisor based in VENTURA, California, affiliated with SHERMAN ASSET MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
SHERMAN ASSET MANAGEMENT, INC.
SHERMAN ASSET MANAGEMENT, INC.
AUM
$122M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at SHERMAN ASSET MANAGEMENT, INC. →
Services
Financial planning
Portfolio management (individuals)
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 6312263
Firm CRD# 170861
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Roy Douglas Sherman offer?
Roy Douglas Sherman specializes in Financial Planning, Investment Management. Contact their office in VENTURA, California for a consultation.
What are Roy Douglas Sherman's credentials?
Roy Douglas Sherman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Roy Douglas Sherman located?
Roy Douglas Sherman is based in VENTURA, California, working with SHERMAN ASSET MANAGEMENT, INC.. Their office serves clients in the VENTURA metropolitan area and surrounding communities.
How does Roy Douglas Sherman charge for services?
Roy Douglas Sherman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SHERMAN ASSET MANAGEMENT, INC.?
SHERMAN ASSET MANAGEMENT, INC. has approximately 1 employees and manages $122M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
Advisor Fees in CaliforniaNational Fee Analysis
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