Unclaimed Profile

Connie Lou Ornelas

HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC.·VENTURA, California

Clean recordHOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC.

121 N. FIR STREET, SUITE D, VENTURA, CA 93001CRD# 2506167Firm CRD# 134563

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Connie Lou Ornelas · VENTURA, CA

Registration

CRD #2506167 · HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Connie Lou Ornelas is a registered financial advisor based in VENTURA, California, affiliated with HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC.

AUM

$25M

Regulatory assets under management

Employees

Total firm employees

View all advisors at HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Regulatory

SEC/IARD CRD# 2506167

Firm CRD# 134563

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Connie Lou Ornelas offer?

Connie Lou Ornelas specializes in Financial Planning, Investment Management. Contact their office in VENTURA, California for a consultation.

What are Connie Lou Ornelas's credentials?

Connie Lou Ornelas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Connie Lou Ornelas located?

Connie Lou Ornelas is based in VENTURA, California, working with HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC.. Their office serves clients in the VENTURA metropolitan area and surrounding communities.

How does Connie Lou Ornelas charge for services?

Connie Lou Ornelas's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC.?

HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. has approximately 3 employees and manages $25M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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