Unclaimed Profile

Ray Day

LEGACY FINANCIAL GROUP, LLC·TORRANCE, California

SIE, Series 2, Series 6, Series 7, Series 22, Series 26, Series 63, Series 65CFPClean record24 years registeredLEGACY FINANCIAL GROUP, LLC

990 W. 190TH STREET, TORRANCE, CA 90502CRD# 1085188Firm CRD# 115901

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ray Day · TORRANCE, CA

Registration

CRD #1085188 · LEGACY FINANCIAL GROUP, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LEGACY FINANCIAL GROUP, LLC

LEGACY FINANCIAL GROUP

Nov 2001 – Jun 2022

TORRANCE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 2

Series 6

Series 7

Series 22

Series 26

Series 63

Series 65

Registration record

First registered · November 9, 2001

Years registered · 24

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEGACY FINANCIAL GROUP, LLC

CRD 115901 · SEC 801-113145

AUM

$75M

Regulatory assets under management

Employees

189 client accounts

Services offered by LEGACY FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEGACY FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Ray Day offer?

Ray Day specializes in Financial Planning, Investment Management.

What are Ray Day's credentials?

Ray Day holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Ray Day located?

Ray Day is based in TORRANCE, California, last registered with LEGACY FINANCIAL GROUP, LLC.

How does Ray Day charge for services?

Ray Day's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY FINANCIAL GROUP, LLC?

LEGACY FINANCIAL GROUP, LLC has approximately 9 employees and manages $75M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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