Unclaimed Profile

Melanie Carol Tanaka

LEGACY FINANCIAL GROUP, LLC·TORRANCE, California

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65CFP24 years registeredLEGACY FINANCIAL GROUP, LLC

990 W. 190TH STREET, TORRANCE, CA 90502CRD# 2084929Firm CRD# 115901

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Melanie Carol Tanaka · TORRANCE, CA

Registration

CRD #2084929 · LEGACY FINANCIAL GROUP, LLC · 24 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Jan 2026 – present

LEGACY FINANCIAL GROUP

Nov 2001 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · November 9, 2001

Years registered · 24

Professional designation · CFP

Disclosure History

2012Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LEGACY FINANCIAL GROUP, LLC

CRD 115901 · SEC 801-113145

AUM

$75M

Regulatory assets under management

Employees

189 client accounts

Services offered by LEGACY FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEGACY FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Melanie Carol Tanaka offer?

Melanie Carol Tanaka specializes in Financial Planning, Investment Management. Contact their office in TORRANCE, California for a consultation.

What are Melanie Carol Tanaka's credentials?

Melanie Carol Tanaka holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Melanie Carol Tanaka located?

Melanie Carol Tanaka is based in TORRANCE, California, working with LEGACY FINANCIAL GROUP, LLC. Their office serves clients in the TORRANCE metropolitan area and surrounding communities.

How does Melanie Carol Tanaka charge for services?

Melanie Carol Tanaka's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY FINANCIAL GROUP, LLC?

LEGACY FINANCIAL GROUP, LLC has approximately 9 employees and manages $75M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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