Unclaimed Profile

Ryan Steven Serrecchia

EP WEALTH ADVISORS, LLC.·TORRANCE, California

Series 4, Series 7, Series 24, Series 63, Series 66CFP22 years registeredEP WEALTH ADVISORS, LLC.

21515 HAWTHORNE BLVD, TORRANCE, CA 90503CRD# 3201650Firm CRD# 111147

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ryan Steven Serrecchia · TORRANCE, CA

Registration

CRD #3201650 · EP WEALTH ADVISORS, LLC. · 22 years registered

Brand Profile

Not yet started

Career History

EP WEALTH ADVISORS

Aug 2008 – present

HORAN CAPITAL MANAGEMENT,LLC

Mar 2008 – Oct 2008

HUNT VALLEY, MD

AMERIVEST INVESTMENT MANAGEMENT, LLC

Apr 2006 – Feb 2008

LONG BEACH, CA

TD AMERITRADE, INC.

Mar 2005 – Feb 2008

LONG BEACH, CA

AXA ADVISORS, LLC

Sep 2003 – Jun 2004

BOCA RATON, FL

Registrations & Exams

FINRA examinations passed

Series 4

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · September 15, 2003

Years registered · 22

Professional designation · CFP

Disclosure History

2012Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EP WEALTH ADVISORS, LLC.

CRD 111147 · SEC 801-29358

AUM

$22.3B

Regulatory assets under management

Employees

392

13,185 client accounts

Services offered by EP WEALTH ADVISORS, LLC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at EP WEALTH ADVISORS, LLC. →

Introduction

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Frequently Asked Questions

What services does Ryan Steven Serrecchia offer?

Ryan Steven Serrecchia specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TORRANCE, California for a consultation.

What are Ryan Steven Serrecchia's credentials?

Ryan Steven Serrecchia holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Ryan Steven Serrecchia located?

Ryan Steven Serrecchia is based in TORRANCE, California, working with EP WEALTH ADVISORS, LLC.. Their office serves clients in the TORRANCE metropolitan area and surrounding communities.

How does Ryan Steven Serrecchia charge for services?

Ryan Steven Serrecchia's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EP WEALTH ADVISORS, LLC.?

EP WEALTH ADVISORS, LLC. has approximately 392 employees and manages $22.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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