Unclaimed Profile

Donald Etsuo Tanaka

LEGACY FINANCIAL GROUP, LLC·TORRANCE, California

SIE, Series 6, Series 7, Series 24, Series 53, Series 63, Series 65, Series 66Clean record14 years registeredLEGACY FINANCIAL GROUP, LLC

990 W. 190TH STREET, TORRANCE, CA 90502CRD# 4553408Firm CRD# 115901

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Donald Etsuo Tanaka · TORRANCE, CA

Registration

CRD #4553408 · LEGACY FINANCIAL GROUP, LLC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LEGACY FINANCIAL GROUP, LLC

OSAIC WEALTH, INC.

Sep 2024 – Dec 2024

CAMARILLO, CA

LEGACY FINANCIAL GROUP

Aug 2012 – Mar 2025

TORRANCE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 53

Series 63

Series 65

Series 66

Registration record

First registered · August 10, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEGACY FINANCIAL GROUP, LLC

CRD 115901 · SEC 801-113145

AUM

$75M

Regulatory assets under management

Employees

189 client accounts

Services offered by LEGACY FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEGACY FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Donald Etsuo Tanaka offer?

Donald Etsuo Tanaka specializes in Financial Planning, Investment Management.

What are Donald Etsuo Tanaka's credentials?

Donald Etsuo Tanaka is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Donald Etsuo Tanaka located?

Donald Etsuo Tanaka is based in TORRANCE, California, last registered with LEGACY FINANCIAL GROUP, LLC.

How does Donald Etsuo Tanaka charge for services?

Donald Etsuo Tanaka's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY FINANCIAL GROUP, LLC?

LEGACY FINANCIAL GROUP, LLC has approximately 9 employees and manages $75M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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