Unclaimed Profile

Scott J Wood

DRH INVESTMENTS, INC.·THOUSAND OAKS, California

Series 7, Series 63, Series 66Clean record15 years registeredDRH INVESTMENTS, INC.

141 DUESENBERG DRIVE, THOUSAND OAKS, CA 91362CRD# 2424216Firm CRD# 164945

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott J Wood · THOUSAND OAKS, CA

Registration

CRD #2424216 · DRH INVESTMENTS, INC. · 15 years registered

Brand Profile

Not yet started

Career History

DRH INVESTMENTS, INC.

Jun 2013 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jun 2011 – Jan 2013

CENTURY CITY, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 66

Registration record

First registered · June 22, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DRH INVESTMENTS, INC.

CRD 164945 · SEC 801-114702

AUM

$180M

Regulatory assets under management

Employees

323 client accounts

Services offered by DRH INVESTMENTS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at DRH INVESTMENTS, INC. →

Introduction

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Frequently Asked Questions

What services does Scott J Wood offer?

Scott J Wood specializes in Investment Management, Wealth Management. Contact their office in THOUSAND OAKS, California for a consultation.

What are Scott J Wood's credentials?

Scott J Wood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott J Wood located?

Scott J Wood is based in THOUSAND OAKS, California, working with DRH INVESTMENTS, INC.. Their office serves clients in the THOUSAND OAKS metropolitan area and surrounding communities.

How does Scott J Wood charge for services?

Scott J Wood's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DRH INVESTMENTS, INC.?

DRH INVESTMENTS, INC. has approximately 4 employees and manages $180M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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