Unclaimed Profile

Erik Nicholas Hagge

IBN ASSET MANAGEMENT, LLC·THOUSAND OAKS, California

SIE, Series 7, Series 24, Series 50, Series 52TO, Series 53, Series 54, Series 63, Series 65, Series 99TOClean record24 years registeredIBN ASSET MANAGEMENT, LLC

463 PENNSFIELD PLACE,, THOUSAND OAKS, CA 91360CRD# 3244703Firm CRD# 290114

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Erik Nicholas Hagge · THOUSAND OAKS, CA

Registration

CRD #3244703 · IBN ASSET MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

IBN ASSET MANAGEMENT, LLC

Oct 2017 – present

EK RILEY INVESTMENTS, LLC

Feb 2014 – Dec 2015

THOUSAND OAKS, CA

SWS FINANCIAL SERVICES, INC.

Apr 2009 – Feb 2014

THOUSAND OAKS, CA

INVEST FINANCIAL CORPORATION

Jun 2007 – Apr 2009

MALIBU, CA

SECURITIES AMERICA ADVISORS, INC.

Apr 2005 – Apr 2007

MALIBU, CA

BANC OF AMERICA INVESTMENT SERVICES, INC.

Apr 2002 – Apr 2005

NEWBURY PARK, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 50

Series 52TO

Series 53

Series 54

Series 63

Series 65

Series 99TO

Registration record

First registered · April 3, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IBN ASSET MANAGEMENT, LLC

CRD 290114 · SEC 801-118749

AUM

$107M

Regulatory assets under management

Employees

44 client accounts

Services offered by IBN ASSET MANAGEMENT, LLC

Per Form ADV

Selection of other advisers

Other

View all advisors at IBN ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Erik Nicholas Hagge offer?

Erik Nicholas Hagge specializes in Wealth Management. Contact their office in THOUSAND OAKS, California for a consultation.

What are Erik Nicholas Hagge's credentials?

Erik Nicholas Hagge is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Erik Nicholas Hagge located?

Erik Nicholas Hagge is based in THOUSAND OAKS, California, working with IBN ASSET MANAGEMENT, LLC. Their office serves clients in the THOUSAND OAKS metropolitan area and surrounding communities.

How does Erik Nicholas Hagge charge for services?

Erik Nicholas Hagge's firm is compensated through percentage of aum, subscription fees, other: consulting. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is IBN ASSET MANAGEMENT, LLC?

IBN ASSET MANAGEMENT, LLC has approximately 6 employees and manages $107M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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