Unclaimed Profile

Douglas Clark Degroote

DE GROOTE FINANCIAL GROUP, LLC·THOUSAND OAKS, California

SIE, Series 7, Series 63CFPClean record28 years registeredDE GROOTE FINANCIAL GROUP, LLC

3013 WILLOW LANE, THOUSAND OAKS, CA 91361CRD# 2839073Firm CRD# 168178

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Clark Degroote · THOUSAND OAKS, CA

Registration

CRD #2839073 · DE GROOTE FINANCIAL GROUP, LLC · 28 years registered

Brand Profile

Not yet started

Career History

DE GROOTE FINANCIAL GROUP, LLC

Sep 2013 – present

GIRARD SECURITIES, INC.

Sep 2006 – Dec 2016

WESTLAKE VILLAGE, CA

UNITED CAPITAL FINANCIAL ADVISERS

Sep 2006 – Sep 2013

WESTLAKE VILLAGE, CA

CROWELL, WEEDON & CO.

Jan 1998 – Oct 2006

WESTLAKE VILLAGE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · January 20, 1998

Years registered · 28

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DE GROOTE FINANCIAL GROUP, LLC

CRD 168178 · SEC 801-78358

AUM

$648M

Regulatory assets under management

Employees

1,981 client accounts

Services offered by DE GROOTE FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DE GROOTE FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Douglas Clark Degroote offer?

Douglas Clark Degroote specializes in Financial Planning, Investment Management. Contact their office in THOUSAND OAKS, California for a consultation.

What are Douglas Clark Degroote's credentials?

Douglas Clark Degroote holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Douglas Clark Degroote located?

Douglas Clark Degroote is based in THOUSAND OAKS, California, working with DE GROOTE FINANCIAL GROUP, LLC. Their office serves clients in the THOUSAND OAKS metropolitan area and surrounding communities.

How does Douglas Clark Degroote charge for services?

Douglas Clark Degroote's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DE GROOTE FINANCIAL GROUP, LLC?

DE GROOTE FINANCIAL GROUP, LLC has approximately 7 employees and manages $648M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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