Unclaimed Profile

Joseph Arthur Garcia

PACIFIC FINANCIAL STRATEGIES, INC·THOUSAND OAKS, California

Series 6, Series 7, Series 63, Series 65Clean record27 years registeredPACIFIC FINANCIAL STRATEGIES, INC

223 E. THOUSAND OAKS BLVD., SUITE 403, THOUSAND OAKS, CA 91360CRD# 1626067Firm CRD# 151434

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Arthur Garcia · THOUSAND OAKS, CA

Registration

CRD #1626067 · PACIFIC FINANCIAL STRATEGIES, INC · 27 years registered

Brand Profile

Not yet started

Career History

PACIFIC FINANCIAL STRATEGIES, INC

Jan 2010 – present

INVESTMENT ADVISORS

Apr 2008 – Feb 2010

AGOURA, CA

INDEPENDENT ADVISERS GROUP CORP

Jan 2000 – Nov 2003

AGOURA, CA

JEFFERSON PILOT SECURITIES CORP

Oct 1998 – Mar 2008

AGOURA, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · October 14, 1998

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PACIFIC FINANCIAL STRATEGIES, INC

CRD 151434 · SEC 801-70849

AUM

$138M

Regulatory assets under management

Employees

707 client accounts

Services offered by PACIFIC FINANCIAL STRATEGIES, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PACIFIC FINANCIAL STRATEGIES, INC →

Introduction

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Frequently Asked Questions

What services does Joseph Arthur Garcia offer?

Joseph Arthur Garcia specializes in Financial Planning, Investment Management. Contact their office in THOUSAND OAKS, California for a consultation.

What are Joseph Arthur Garcia's credentials?

Joseph Arthur Garcia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Arthur Garcia located?

Joseph Arthur Garcia is based in THOUSAND OAKS, California, working with PACIFIC FINANCIAL STRATEGIES, INC. Their office serves clients in the THOUSAND OAKS metropolitan area and surrounding communities.

How does Joseph Arthur Garcia charge for services?

Joseph Arthur Garcia's firm is compensated through percentage of aum, other: hourly/fixed fees for financial planning. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PACIFIC FINANCIAL STRATEGIES, INC?

PACIFIC FINANCIAL STRATEGIES, INC has approximately 5 employees and manages $138M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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