Unclaimed Profile

Fadi Mohamed Ahmed

DE GROOTE FINANCIAL GROUP, LLC·THOUSAND OAKS, California

SIE, Series 7, Series 9, Series 10, Series 66Clean record18 years registeredDE GROOTE FINANCIAL GROUP, LLC

3013 WILLOW LANE, THOUSAND OAKS, CA 91361CRD# 4780331Firm CRD# 168178

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Fadi Mohamed Ahmed · THOUSAND OAKS, CA

Registration

CRD #4780331 · DE GROOTE FINANCIAL GROUP, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DE GROOTE FINANCIAL GROUP, LLC

CHARLES SCHWAB & CO., INC.

Dec 2007 – May 2009

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 66

Registration record

First registered · December 3, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DE GROOTE FINANCIAL GROUP, LLC

CRD 168178 · SEC 801-78358

AUM

$648M

Regulatory assets under management

Employees

1,981 client accounts

Services offered by DE GROOTE FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DE GROOTE FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Fadi Mohamed Ahmed offer?

Fadi Mohamed Ahmed specializes in Financial Planning, Investment Management.

What are Fadi Mohamed Ahmed's credentials?

Fadi Mohamed Ahmed is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Fadi Mohamed Ahmed located?

Fadi Mohamed Ahmed is based in THOUSAND OAKS, California, last registered with DE GROOTE FINANCIAL GROUP, LLC.

How does Fadi Mohamed Ahmed charge for services?

Fadi Mohamed Ahmed's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DE GROOTE FINANCIAL GROUP, LLC?

DE GROOTE FINANCIAL GROUP, LLC has approximately 7 employees and manages $648M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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