Unclaimed Profile

Andrew Paul Krout

DE GROOTE FINANCIAL GROUP, LLC·THOUSAND OAKS, California

Series 65Clean record12 years registeredDE GROOTE FINANCIAL GROUP, LLC

3013 WILLOW LANE, THOUSAND OAKS, CA 91361CRD# 6067740Firm CRD# 168178

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Paul Krout · THOUSAND OAKS, CA

Registration

CRD #6067740 · DE GROOTE FINANCIAL GROUP, LLC · 12 years registered

Brand Profile

Not yet started

Career History

PALLAS CAPITAL ADVISORS, LLC

Sep 2023 – present

DE GROOTE FINANCIAL GROUP, LLC

Jul 2019 – Sep 2023

Boston, MA

KELLY FINANCIAL SERVICES LLC

Apr 2018 – Jul 2019

BRAINTREE, MA

KELLY FINANCIAL SERVICES LLC

May 2014 – Feb 2018

BRAINTREE, MA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · May 12, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DE GROOTE FINANCIAL GROUP, LLC

CRD 168178 · SEC 801-78358

AUM

$648M

Regulatory assets under management

Employees

1,981 client accounts

Services offered by DE GROOTE FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DE GROOTE FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Andrew Paul Krout offer?

Andrew Paul Krout specializes in Financial Planning, Investment Management. Contact their office in THOUSAND OAKS, California for a consultation.

What are Andrew Paul Krout's credentials?

Andrew Paul Krout is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew Paul Krout located?

Andrew Paul Krout is based in THOUSAND OAKS, California, working with DE GROOTE FINANCIAL GROUP, LLC. Their office serves clients in the THOUSAND OAKS metropolitan area and surrounding communities.

How does Andrew Paul Krout charge for services?

Andrew Paul Krout's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DE GROOTE FINANCIAL GROUP, LLC?

DE GROOTE FINANCIAL GROUP, LLC has approximately 7 employees and manages $648M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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