Unclaimed Profile

David Wayne Emminger

IBN ASSET MANAGEMENT, LLC·THOUSAND OAKS, California

SIE, Series 6, Series 7, Series 24, Series 50, Series 52TO, Series 63, Series 66, Series 99TOClean record24 years registeredIBN ASSET MANAGEMENT, LLC

463 PENNSFIELD PLACE,, THOUSAND OAKS, CA 91360CRD# 1431937Firm CRD# 290114

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Wayne Emminger · THOUSAND OAKS, CA

Registration

CRD #1431937 · IBN ASSET MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: IBN ASSET MANAGEMENT, LLC

IBN ASSET MANAGEMENT, LLC

Oct 2017 – Nov 2024

THOUSAND OAKS, CA

EK RILEY INVESTMENTS, LLC

Feb 2014 – Dec 2015

THOUSAND OAKS, CA

SWS FINANCIAL SERVICES, INC.

Apr 2009 – Feb 2014

THOUSAND OAKS, CA

WACHOVIA SECURITIES FINANCIAL NETWORK, LLC

May 2002 – Sep 2004

OXNARD, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 50

Series 52TO

Series 63

Series 66

Series 99TO

Registration record

First registered · May 8, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IBN ASSET MANAGEMENT, LLC

CRD 290114 · SEC 801-118749

AUM

$107M

Regulatory assets under management

Employees

44 client accounts

Services offered by IBN ASSET MANAGEMENT, LLC

Per Form ADV

Selection of other advisers

Other

View all advisors at IBN ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does David Wayne Emminger offer?

David Wayne Emminger specializes in Wealth Management.

What are David Wayne Emminger's credentials?

David Wayne Emminger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Wayne Emminger located?

David Wayne Emminger is based in THOUSAND OAKS, California, last registered with IBN ASSET MANAGEMENT, LLC.

How does David Wayne Emminger charge for services?

David Wayne Emminger's firm is compensated through percentage of aum, subscription fees, other: consulting. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is IBN ASSET MANAGEMENT, LLC?

IBN ASSET MANAGEMENT, LLC has approximately 6 employees and manages $107M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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