Unclaimed Profile

Dean Azad Solomon

DDFG, INC·THOUSAND OAKS, California

SIE, Series 7, Series 66CFPClean record22 years registeredDDFG, INC

515 MARIN STREET, THOUSAND OAKS, CA 91360CRD# 4697463Firm CRD# 317862

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dean Azad Solomon · THOUSAND OAKS, CA

Registration

CRD #4697463 · DDFG, INC · 22 years registered

Brand Profile

Not yet started

Career History

HILLCREST FINANCIAL GROUP

Feb 2022 – present

THRIVENT ADVISOR NETWORK, LLC

May 2020 – Mar 2022

Thousand Oaks, CA

THRIVENT INVESTMENT MANAGEMENT INC.

Jun 2012 – Jun 2020

Thousand Oaks, CA

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Nov 2003 – Oct 2004

BEVERLY HILLS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · November 26, 2003

Years registered · 22

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DDFG, INC

CRD 317862 · SEC 801-122983

AUM

$392M

Regulatory assets under management

Employees

935 client accounts

Services offered by DDFG, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DDFG, INC →

Introduction

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Frequently Asked Questions

What services does Dean Azad Solomon offer?

Dean Azad Solomon specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in THOUSAND OAKS, California for a consultation.

What are Dean Azad Solomon's credentials?

Dean Azad Solomon holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Dean Azad Solomon located?

Dean Azad Solomon is based in THOUSAND OAKS, California, working with DDFG, INC. Their office serves clients in the THOUSAND OAKS metropolitan area and surrounding communities.

How does Dean Azad Solomon charge for services?

Dean Azad Solomon's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DDFG, INC?

DDFG, INC has approximately 6 employees and manages $392M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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