Unclaimed Profile

James Matthew Conole

ROOT FINANCIAL PARTNERS, LLC·SOLANA BEACH, California

SIE, Series 7, Series 66CFPClean record12 years registeredROOT FINANCIAL PARTNERS, LLC

125 SOUTH HWY 101 SUITE 101, SOLANA BEACH, CA 92075CRD# 5958476Firm CRD# 290289

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Matthew Conole · SOLANA BEACH, CA

Registration

CRD #5958476 · ROOT FINANCIAL PARTNERS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

ROOT FINANCIAL PARTNERS

Nov 2017 – present

SEASIDE WEALTH MANAGEMENT, INC.

Sep 2015 – Aug 2017

CARLSBAD, CA

FIRST ALLIED ADVISORY SERVICES, INC.

Oct 2013 – Apr 2016

CARLSBAD, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · October 21, 2013

Years registered · 12

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROOT FINANCIAL PARTNERS, LLC

CRD 290289 · SEC 801-125945

AUM

$399M

Regulatory assets under management

Employees

1,229 client accounts

Services offered by ROOT FINANCIAL PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ROOT FINANCIAL PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does James Matthew Conole offer?

James Matthew Conole specializes in Financial Planning, Investment Management. Contact their office in SOLANA BEACH, California for a consultation.

What are James Matthew Conole's credentials?

James Matthew Conole holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Matthew Conole located?

James Matthew Conole is based in SOLANA BEACH, California, working with ROOT FINANCIAL PARTNERS, LLC. Their office serves clients in the SOLANA BEACH metropolitan area and surrounding communities.

How does James Matthew Conole charge for services?

James Matthew Conole's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROOT FINANCIAL PARTNERS, LLC?

ROOT FINANCIAL PARTNERS, LLC has approximately 15 employees and manages $399M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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