Unclaimed Profile

Andrew Yorisato Wasa

FOCUS INVESTMENT ADVISORS, INC·SOLANA BEACH, California

SIE, Series 7, Series 24, Series 63, Series 66Clean record32 years registeredFOCUS INVESTMENT ADVISORS, INC

514 VIA DE LA VALLE, SOLANA BEACH, CA 92075CRD# 1302473Firm CRD# 109970

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Yorisato Wasa · SOLANA BEACH, CA

Registration

CRD #1302473 · FOCUS INVESTMENT ADVISORS, INC · 32 years registered

Brand Profile

Not yet started

Career History

FOCUS INVESTMENT ADVISORS, INC

Dec 2012 – present

LPL FINANCIAL LLC

Sep 2011 – present

GIRARD SECURITIES, INC.

Mar 2010 – Oct 2011

ENCINITAS, CA

AIG FINANCIAL ADVISORS, INC.

Oct 2005 – Feb 2006

ENCINITAS, CA

SENTRA SECURITIES CORP

Dec 1997 – Oct 2005

ENCINITAS, CA

FOCUS INVESTMENT ADVISORS

Jun 1994 – Dec 2011

ENCINITAS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · June 3, 1994

Years registered · 32

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FOCUS INVESTMENT ADVISORS, INC

CRD 109970 · SEC 801-57176

AUM

$780M

Regulatory assets under management

Employees

181 client accounts

Services offered by FOCUS INVESTMENT ADVISORS, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FOCUS INVESTMENT ADVISORS, INC →

Introduction

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Frequently Asked Questions

What services does Andrew Yorisato Wasa offer?

Andrew Yorisato Wasa specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SOLANA BEACH, California for a consultation.

What are Andrew Yorisato Wasa's credentials?

Andrew Yorisato Wasa is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew Yorisato Wasa located?

Andrew Yorisato Wasa is based in SOLANA BEACH, California, working with FOCUS INVESTMENT ADVISORS, INC. Their office serves clients in the SOLANA BEACH metropolitan area and surrounding communities.

How does Andrew Yorisato Wasa charge for services?

Andrew Yorisato Wasa's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FOCUS INVESTMENT ADVISORS, INC?

FOCUS INVESTMENT ADVISORS, INC has approximately 5 employees and manages $780M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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