Unclaimed Profile

Gary Peter Klein

REGAL WEALTH GROUP INC.·SEAL BEACH, California

Series 7, Series 63Clean record28 years registeredREGAL WEALTH GROUP INC.

12501 SEAL BEACH BLVD, SUITE 280, SEAL BEACH, CA 90740CRD# 1021753Firm CRD# 138374

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gary Peter Klein · SEAL BEACH, CA

Registration

CRD #1021753 · REGAL WEALTH GROUP INC. · 28 years registered

Brand Profile

Not yet started

Career History

NEWEDGE ADVISORS

Feb 2024 – present

REGAL WEALTH GROUP INC.

Jan 2006 – Mar 2024

SEAL BEACH, CA

ALLIED CONSULTING GROUP

May 2003 – Dec 2005

SEAL BEACH, CA

REGAL ADVISORY SERVICES, INC.

Jan 1998 – Nov 2006

REDLANDS, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · January 6, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

REGAL WEALTH GROUP INC.

CRD 138374 · SEC 801-65444

Employees

Total firm employees

Services offered by REGAL WEALTH GROUP INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at REGAL WEALTH GROUP INC. →

Introduction

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Frequently Asked Questions

What services does Gary Peter Klein offer?

Gary Peter Klein specializes in Financial Planning, Investment Management. Contact their office in SEAL BEACH, California for a consultation.

What are Gary Peter Klein's credentials?

Gary Peter Klein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gary Peter Klein located?

Gary Peter Klein is based in SEAL BEACH, California, working with REGAL WEALTH GROUP INC.. Their office serves clients in the SEAL BEACH metropolitan area and surrounding communities.

How does Gary Peter Klein charge for services?

Gary Peter Klein's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REGAL WEALTH GROUP INC.?

REGAL WEALTH GROUP INC. has approximately 5 employees. The firm is registered with the SEC as an investment adviser.

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