Unclaimed Profile

Howard Dale Erman

ERMAN RETIREMENT ADVISORY·SEAL BEACH, California

SIE, Series 7, Series 24, Series 51, Series 53, Series 63CFP24 years registeredERMAN RETIREMENT ADVISORY

3020 OLD RANCH PKWY, SEAL BEACH, CA 90740CRD# 1055245Firm CRD# 113903

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Howard Dale Erman · SEAL BEACH, CA

Registration

CRD #1055245 · ERMAN RETIREMENT ADVISORY · 24 years registered

Brand Profile

Not yet started

Career History

EDELMAN FINANCIAL ENGINES

Aug 2022 – present

ERMAN RETIREMENT ADVISORY

Jan 2017 – Dec 2022

Seal Beach, CA

ERMAN RETIREMENT ADVISORY

Jun 2011 – Dec 2016

SEAL BEACH, CA

CETERA ADVISOR NETWORKS LLC

Feb 2002 – Sep 2022

SEAL BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 51

Series 53

Series 63

Registration record

First registered · February 21, 2002

Years registered · 24

Professional designation · CFP

Disclosure History

2010Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ERMAN RETIREMENT ADVISORY

CRD 113903 · SEC 801-112846

AUM

$211M

Regulatory assets under management

Employees

311 client accounts

Services offered by ERMAN RETIREMENT ADVISORY

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ERMAN RETIREMENT ADVISORY →

Introduction

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Frequently Asked Questions

What services does Howard Dale Erman offer?

Howard Dale Erman specializes in Financial Planning, Investment Management. Contact their office in SEAL BEACH, California for a consultation.

What are Howard Dale Erman's credentials?

Howard Dale Erman holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Howard Dale Erman located?

Howard Dale Erman is based in SEAL BEACH, California, working with ERMAN RETIREMENT ADVISORY. Their office serves clients in the SEAL BEACH metropolitan area and surrounding communities.

How does Howard Dale Erman charge for services?

Howard Dale Erman's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ERMAN RETIREMENT ADVISORY?

ERMAN RETIREMENT ADVISORY has approximately 4 employees and manages $211M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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