Unclaimed Profile

Douglas Warren Baker

MERIDIAN CAPITAL MANAGEMENT INC·SEAL BEACH, California

SIE, Series 7, Series 24CFP29 years registeredMERIDIAN CAPITAL MANAGEMENT INC

3010 OLD RANCH PARKWAY, SEAL BEACH, CA 90740CRD# 1279425Firm CRD# 108131

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Warren Baker · SEAL BEACH, CA

Registration

CRD #1279425 · MERIDIAN CAPITAL MANAGEMENT INC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MERIDIAN CAPITAL MANAGEMENT INC

SILVERSAGE ADVISORS

Jan 2013 – Mar 2016

SEAL BEACH, CA

PORTFOLIO DESIGN ADVISORS

Jan 2006 – Jun 2012

SEAL BEACH, CA

MERIDIAN CAPITAL MANAGEMENT INC

Jan 1999 – Dec 2013

LOS ALAMITOS, CA

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

Jul 1997 – Nov 2006

LOS ALAMITOS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Registration record

First registered · July 8, 1997

Years registered · 29

Professional designation · CFP

Disclosure History

1972Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MERIDIAN CAPITAL MANAGEMENT INC

CRD 108131 · SEC 801-56034

AUM

$102M

Regulatory assets under management

Employees

225 client accounts

Services offered by MERIDIAN CAPITAL MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MERIDIAN CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Douglas Warren Baker offer?

Douglas Warren Baker specializes in Financial Planning, Investment Management.

What are Douglas Warren Baker's credentials?

Douglas Warren Baker holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Douglas Warren Baker located?

Douglas Warren Baker is based in SEAL BEACH, California, last registered with MERIDIAN CAPITAL MANAGEMENT INC.

How does Douglas Warren Baker charge for services?

Douglas Warren Baker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MERIDIAN CAPITAL MANAGEMENT INC?

MERIDIAN CAPITAL MANAGEMENT INC has approximately 2 employees and manages $102M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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