Unclaimed Profile

Robert Newman

APERIO GROUP, LLC·SAUSALITO, California

Series 3, Series 5, Series 7, Series 24, Series 63Clean record18 years registeredAPERIO GROUP, LLC

THREE HARBOR DRIVE, SAUSALITO, CA 94965CRD# 1037553Firm CRD# 111616

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Newman · SAUSALITO, CA

Registration

CRD #1037553 · APERIO GROUP, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: APERIO GROUP, LLC

APERIO GROUP, LLC

Mar 2008 – Nov 2025

SAUSALITO, CA

Registrations & Exams

FINRA examinations passed

Series 3

Series 5

Series 7

Series 24

Series 63

Registration record

First registered · March 31, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

APERIO GROUP, LLC

CRD 111616 · SEC 801-57184

AUM

$80.2B

Regulatory assets under management

Employees

170

16,173 client accounts

Services offered by APERIO GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at APERIO GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Newman offer?

Robert Newman specializes in Investment Management, Retirement Planning, Wealth Management.

What are Robert Newman's credentials?

Robert Newman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Newman located?

Robert Newman is based in SAUSALITO, California, last registered with APERIO GROUP, LLC.

How does Robert Newman charge for services?

Robert Newman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is APERIO GROUP, LLC?

APERIO GROUP, LLC has approximately 170 employees and manages $80.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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