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Theresa Frances Spath

SIERRA INVESTMENT MANAGEMENT INC·SANTA MONICA, California
Unclaimed Profile
3420 OCEAN PARK BLVD, STE 3060, SANTA MONICA, CA 90405CRD# 2554263Firm CRD# 106615
01

About

Theresa Frances Spath is a registered financial advisor based in SANTA MONICA, California, affiliated with SIERRA INVESTMENT MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SIERRA INVESTMENT MANAGEMENT, LLC
SIERRA INVESTMENT MANAGEMENT, LLC
AUM
$388M
Regulatory assets under management
Employees
31
Total firm employees
View all advisors at SIERRA INVESTMENT MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Other
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 2554263
Firm CRD# 106615
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Theresa Frances Spath offer?
Theresa Frances Spath specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in SANTA MONICA, California for a consultation.
What are Theresa Frances Spath's credentials?
Theresa Frances Spath is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Theresa Frances Spath located?
Theresa Frances Spath is based in SANTA MONICA, California, working with SIERRA INVESTMENT MANAGEMENT INC. Their office serves clients in the SANTA MONICA metropolitan area and surrounding communities.
How does Theresa Frances Spath charge for services?
Theresa Frances Spath's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SIERRA INVESTMENT MANAGEMENT INC?
SIERRA INVESTMENT MANAGEMENT INC has approximately 31 employees and manages $388M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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