Unclaimed Profile

Phyllis Joy Bunzel

SIERRA INVESTMENT MANAGEMENT INC·SANTA MONICA, California

Series 6, Series 7, Series 22, Series 63, Series 66Clean record34 years registeredSIERRA INVESTMENT MANAGEMENT INC

3420 OCEAN PARK BLVD, STE 3060, SANTA MONICA, CA 90405CRD# 729605Firm CRD# 106615

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Phyllis Joy Bunzel · SANTA MONICA, CA

Registration

CRD #729605 · SIERRA INVESTMENT MANAGEMENT INC · 34 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SIERRA INVESTMENT MANAGEMENT INC

SIERRA INVESTMENT MANAGEMENT, LLC

Mar 2005 – Dec 2024

SANTA MONICA, CA

FINANCIAL MANAGEMENT NETWORK INC

Feb 1992 – Apr 2006

LAGUNA HILLS, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 22

Series 63

Series 66

Registration record

First registered · February 2, 1992

Years registered · 34

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SIERRA INVESTMENT MANAGEMENT, LLC

CRD 106615 · SEC 801-42954

AUM

$388M

Regulatory assets under management

Employees

900 client accounts

Services offered by SIERRA INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SIERRA INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Phyllis Joy Bunzel offer?

Phyllis Joy Bunzel specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Phyllis Joy Bunzel's credentials?

Phyllis Joy Bunzel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Phyllis Joy Bunzel located?

Phyllis Joy Bunzel is based in SANTA MONICA, California, last registered with SIERRA INVESTMENT MANAGEMENT INC.

How does Phyllis Joy Bunzel charge for services?

Phyllis Joy Bunzel's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SIERRA INVESTMENT MANAGEMENT INC?

SIERRA INVESTMENT MANAGEMENT INC has approximately 31 employees and manages $388M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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