Unclaimed Profile

Joshua Ryan Rothstein

ANGELES WEALTH MANAGEMENT, LLC·SANTA MONICA, California

Series 7, Series 63, Series 65Clean record17 years registeredANGELES WEALTH MANAGEMENT, LLC

429 SANTA MONICA BLVD, SANTA MONICA, CA 90401CRD# 5624327Firm CRD# 159952

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joshua Ryan Rothstein · SANTA MONICA, CA

Registration

CRD #5624327 · ANGELES WEALTH MANAGEMENT, LLC · 17 years registered

Brand Profile

Not yet started

Career History

ANGELES WEALTH MANAGEMENT, LLC

Jun 2014 – present

GUGGENHEIM INVESTMENT ADVISORS, LLC

Apr 2009 – May 2014

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · April 22, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ANGELES WEALTH MANAGEMENT, LLC

CRD 159952 · SEC 801-72992

AUM

$1.8B

Regulatory assets under management

Employees

152 client accounts

Services offered by ANGELES WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ANGELES WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Joshua Ryan Rothstein offer?

Joshua Ryan Rothstein specializes in Financial Planning, Investment Management. Contact their office in SANTA MONICA, California for a consultation.

What are Joshua Ryan Rothstein's credentials?

Joshua Ryan Rothstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joshua Ryan Rothstein located?

Joshua Ryan Rothstein is based in SANTA MONICA, California, working with ANGELES WEALTH MANAGEMENT, LLC. Their office serves clients in the SANTA MONICA metropolitan area and surrounding communities.

How does Joshua Ryan Rothstein charge for services?

Joshua Ryan Rothstein's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ANGELES WEALTH MANAGEMENT, LLC?

ANGELES WEALTH MANAGEMENT, LLC has approximately 14 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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