Unclaimed Profile

Graham K Mandl

SERENUS WEALTH ADVISORS, LLC·SANTA MONICA, California

SIE, Series 7, Series 66Clean record12 years registeredSERENUS WEALTH ADVISORS, LLC

1299 OCEAN AVE, SANTA MONICA, CA 90401CRD# 5946171Firm CRD# 332034

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Graham K Mandl · SANTA MONICA, CA

Registration

CRD #5946171 · SERENUS WEALTH ADVISORS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

SERENUS WEALTH ADVISORS, LLC

Dec 2024 – present

CERTUITY, LLC

Jun 2023 – Dec 2024

New York, NY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 2014 – Jun 2023

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · April 15, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SERENUS WEALTH ADVISORS, LLC

CRD 332034 · SEC 801-130660

AUM

$1.2B

Regulatory assets under management

Employees

1,241 client accounts

Services offered by SERENUS WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SERENUS WEALTH ADVISORS, LLC →

Introduction

Speak with Graham

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Graham is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SANTA MONICA?

Browse all registered financial advisors in SANTA MONICA, California or claim this profile if it's yours.

Browse SANTA MONICA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Graham K Mandl offer?

Graham K Mandl specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SANTA MONICA, California for a consultation.

What are Graham K Mandl's credentials?

Graham K Mandl is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Graham K Mandl located?

Graham K Mandl is based in SANTA MONICA, California, working with SERENUS WEALTH ADVISORS, LLC. Their office serves clients in the SANTA MONICA metropolitan area and surrounding communities.

How does Graham K Mandl charge for services?

Graham K Mandl's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SERENUS WEALTH ADVISORS, LLC?

SERENUS WEALTH ADVISORS, LLC has approximately 5 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →