AdvisorOS Directory
Claim Profile
CC

Catherine Alexandra Court

GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC·SANTA MONICA, California
Unclaimed Profile
100 WILSHIRE BLVD, SANTA MONICA, CA 90401CRD# 5193015Firm CRD# 137432
01

About

Catherine Alexandra Court is a registered financial advisor based in SANTA MONICA, California, affiliated with GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
AUM
$208.8B
Regulatory assets under management
Employees
562
Total firm employees
View all advisors at GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 5193015
Firm CRD# 137432
3 disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in SANTA MONICA?

Browse all registered financial advisors in SANTA MONICA, California or claim this profile if it's yours.

Browse SANTA MONICA AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Catherine Alexandra Court offer?
Catherine Alexandra Court specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SANTA MONICA, California for a consultation.
What are Catherine Alexandra Court's credentials?
Catherine Alexandra Court is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Catherine Alexandra Court located?
Catherine Alexandra Court is based in SANTA MONICA, California, working with GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC. Their office serves clients in the SANTA MONICA metropolitan area and surrounding communities.
How does Catherine Alexandra Court charge for services?
Catherine Alexandra Court's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC?
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC has approximately 562 employees and manages $208.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Stephen D Sautel
SANTA MONICA, CA
Erin Elizabeth King
SANTA MONICA, CA
Jason Matthew Anthony
SANTA MONICA, CA
Timothy Sengstaken Wright
SANTA MONICA, CA
Beth Ann Haddock
SANTA MONICA, CA
John Francis Klein
SANTA MONICA, CA

More Advisors in SANTA MONICA, California

Jeffrey Adam Jacobs
OCEAN AVENUE CAPITAL ADVISORS, INC.·SANTA MONICA, CA
Lawrence Ross Goodfriend
OCEAN AVENUE CAPITAL ADVISORS, INC.·SANTA MONICA, CA
Jeffrey Albert Morris Jr.
CHAPTER ONE, PAGE ONE LLC·SANTA MONICA, CA
Brian Weissert
HW CAPITAL LLC·SANTA MONICA, CA
Benjamin Marcus
UP PARTNERS MANAGEMENT COMPANY, LLC·SANTA MONICA, CA
Eric A Lee
FIFTH WALL ASSET MANAGEMENT, LLC·SANTA MONICA, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)NEWPORT BEACH (631)IRVINE (455)SAN MATEO (339)LA JOLLA (257)PASADENA (247)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile