Unclaimed Profile

Bruce Arena Lee

ALETHEIA RESEARCH AND MANAGEMENT INC·SANTA MONICA, California

ALETHEIA RESEARCH AND MANAGEMENT INC

100 WILSHIRE BLVD, SUITE 1900, SANTA MONICA, CA 90401CRD# 5826135Firm CRD# 107877

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bruce Arena Lee · SANTA MONICA, CA

Registration

CRD #5826135 · ALETHEIA RESEARCH AND MANAGEMENT INC

Brand Profile

Not yet started

Disclosure history

6 disclosures on file · See FINRA BrokerCheck for full record

About

Bruce Arena Lee is a registered financial advisor based in SANTA MONICA, California, affiliated with ALETHEIA RESEARCH AND MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

ALETHEIA RESEARCH AND MANAGEMENT INC

AUM

$163M

Regulatory assets under management

Employees

Total firm employees

View all advisors at ALETHEIA RESEARCH AND MANAGEMENT INC →

Services

Portfolio management (individuals)

Selection of other advisers

Other

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 5826135

Firm CRD# 107877

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Bruce Arena Lee offer?

Bruce Arena Lee specializes in Investment Management, Wealth Management. Contact their office in SANTA MONICA, California for a consultation.

What are Bruce Arena Lee's credentials?

Bruce Arena Lee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bruce Arena Lee located?

Bruce Arena Lee is based in SANTA MONICA, California, working with ALETHEIA RESEARCH AND MANAGEMENT INC. Their office serves clients in the SANTA MONICA metropolitan area and surrounding communities.

How does Bruce Arena Lee charge for services?

Bruce Arena Lee's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALETHEIA RESEARCH AND MANAGEMENT INC?

ALETHEIA RESEARCH AND MANAGEMENT INC has approximately 10 employees and manages $163M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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