Unclaimed Profile

Nancy M Crouse

SANTA BARBARA ASSET MANAGEMENT, LLC·SANTA BARBARA, California

Clean record21 years registeredSANTA BARBARA ASSET MANAGEMENT, LLC

820 STATE STREET, SANTA BARBARA, CA 93101CRD# 2408721Firm CRD# 138123

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nancy M Crouse · SANTA BARBARA, CA

Registration

CRD #2408721 · SANTA BARBARA ASSET MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SANTA BARBARA ASSET MANAGEMENT, LLC

NUVEEN ASSET MANAGEMENT, LLC

Mar 2013 – Jul 2016

CHICAGO, IL

SANTA BARBARA ASSET MANAGEMENT, LLC

Jan 2009 – Mar 2013

LOS ANGELES, CA

RITTENHOUSE ASSET MANAGEMENT, INC.

Apr 2005 – Jan 2009

RADNOR, PA

Registrations & Exams

Registration record

First registered · April 27, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SANTA BARBARA ASSET MANAGEMENT, LLC

CRD 138123 · SEC 801-65003

AUM

$7.5B

Regulatory assets under management

Employees

2,949 client accounts

Services offered by SANTA BARBARA ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at SANTA BARBARA ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Nancy M Crouse offer?

Nancy M Crouse specializes in Investment Management, Retirement Planning, Wealth Management.

What are Nancy M Crouse's credentials?

Nancy M Crouse is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nancy M Crouse located?

Nancy M Crouse is based in SANTA BARBARA, California, last registered with SANTA BARBARA ASSET MANAGEMENT, LLC.

How does Nancy M Crouse charge for services?

Nancy M Crouse's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SANTA BARBARA ASSET MANAGEMENT, LLC?

SANTA BARBARA ASSET MANAGEMENT, LLC has approximately 12 employees and manages $7.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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