Unclaimed Profile

Carol Lynn Olson

SANTA BARBARA ASSET MANAGEMENT, LLC·SANTA BARBARA, California

SANTA BARBARA ASSET MANAGEMENT, LLC

820 STATE STREET, SANTA BARBARA, CA 93101CRD# 1352968Firm CRD# 138123

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carol Lynn Olson · SANTA BARBARA, CA

Registration

CRD #1352968 · SANTA BARBARA ASSET MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

2 disclosures on file · See FINRA BrokerCheck for full record

About

Carol Lynn Olson is a registered financial advisor based in SANTA BARBARA, California, affiliated with SANTA BARBARA ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Institutional Investors

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

SANTA BARBARA ASSET MANAGEMENT, LLC

AUM

$7.5B

Regulatory assets under management

Employees

Total firm employees

View all advisors at SANTA BARBARA ASSET MANAGEMENT, LLC →

Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 1352968

Firm CRD# 138123

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Carol Lynn Olson offer?

Carol Lynn Olson specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SANTA BARBARA, California for a consultation.

What are Carol Lynn Olson's credentials?

Carol Lynn Olson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carol Lynn Olson located?

Carol Lynn Olson is based in SANTA BARBARA, California, working with SANTA BARBARA ASSET MANAGEMENT, LLC. Their office serves clients in the SANTA BARBARA metropolitan area and surrounding communities.

How does Carol Lynn Olson charge for services?

Carol Lynn Olson's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SANTA BARBARA ASSET MANAGEMENT, LLC?

SANTA BARBARA ASSET MANAGEMENT, LLC has approximately 12 employees and manages $7.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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