Unclaimed Profile

Derek L Pacheco

LA CUMBRE PEAK ADVISORS, LLC·SANTA BARBARA, California

SIE, Series 7TO, Series 66Clean record7 years registeredLA CUMBRE PEAK ADVISORS, LLC

27 W. ANAPAMU STREET, SANTA BARBARA, CA 93101CRD# 7067302Firm CRD# 312650

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Derek L Pacheco · SANTA BARBARA, CA

Registration

CRD #7067302 · LA CUMBRE PEAK ADVISORS, LLC · 7 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LA CUMBRE PEAK ADVISORS, LLC

LA CUMBRE PEAK ADVISORS

Apr 2021 – Nov 2022

SANTA BARBARA, CA

EDWARD JONES

Apr 2019 – Apr 2021

SANTA BARBARA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 66

Registration record

First registered · April 9, 2019

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LA CUMBRE PEAK ADVISORS, LLC

CRD 312650 · SEC 801-120909

AUM

$5M

Regulatory assets under management

Employees

21 client accounts

Services offered by LA CUMBRE PEAK ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LA CUMBRE PEAK ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Derek L Pacheco offer?

Derek L Pacheco specializes in Financial Planning, Investment Management.

What are Derek L Pacheco's credentials?

Derek L Pacheco is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Derek L Pacheco located?

Derek L Pacheco is based in SANTA BARBARA, California, last registered with LA CUMBRE PEAK ADVISORS, LLC.

How does Derek L Pacheco charge for services?

Derek L Pacheco's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LA CUMBRE PEAK ADVISORS, LLC?

LA CUMBRE PEAK ADVISORS, LLC has approximately 2 employees and manages $5M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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